COMPLIANCE PROGRAMS

We have extensive experience responding to any regulatory inquiry. Assessing the significance of a regulatory inquiry early in the process and formulating an appropriate response can save an institution millions of dollars in fines and protect against potential prosecution. We specialize in working on a parallel track with both regulators and prosecutors scrutiny. We work closely with both to negotiate settlements of enforcement actions. Our goal is to create compliance and integrity programs that restore corporate credibility.

INVESTIGATIVE PRACTICES

In light of recent events with Hewlett Packard, it is more important than ever to ensure appropriate investigative protocol. We work with in house and outside counsel to create ethical investigative programs and procedures. Using a cross disciplinary approach, we create Best Practice programs to evaluate and strengthen internal controls, risk management processes, and compliance programs.