COMPLIANCE PROGRAMS

• Using a cross disciplinary approach, Tendy Law creates best practices programs to evaluate and strengthen internal controls, risk management processes and compliance programs.   We have extensive experience responding to any regulatory or government inquiry.  Assessing the significance of an inquiry early in the process and formulating an appropriate response can save an institution millions of dollars in fines and protect against potential prosecution. We specialize in working on a parallel track to address both regulatory and prosecutorial scrutiny. We work closely with both to negotiate settlements of enforcement actions. Our goal is to create compliance and integrity programs that restore corporate credibility.

INVESTIGATIVE PRACTICES

• We work with in house and outside counsel to create ethical investigative programs and and policies to ensure proper investigative protocol in a response to any issue or crises.